Text number Date of enforcement Subject Link 
14/2022/QH15 15/11/2022 LAW PREVENTION OF MONEY LAUNDERING (download)
159/QĐ-TTGDHN 27/04/2009 Decision promulgating regulations on management of registered market trading [UPCoM] on Hanoi Securities trading center (download)
52/2012/TT-BTC 05/04/2012 Guiding the disclosure of information on securities market (download)
637/QD-UBCK 30/08/2011 Regulation securities Margin Trading issued with Decision 637-QD-UBCK (download)
2327/UBCK-PTTT 29/07/2011 Official letter 2377 guiding implementation of circular 74/2011/TT-BTC (download)
74/2011/TT-BTC 01/06/2011 Circular guiding securities trading (download)
37/2011/TT-BTC 16/03/2011 Circular guiding implementation of decree 85/2007/ND-CP of the government dated 8 march 2007 on penalties for administrative offenses in securities and securities market sector (download)
62/2010/QH12 24/11/2010 Amended law on securities No. 70/2006/QH11 dated 29 Jun 2006. (download)
131/2010/TT-BTC 06/09/2010 Circular guiding implementation of regulations on capital contribution and share purchase by foreign investors in Vietnamese enterprises. (download)
85/2010/NĐ-CP 02/08/2010 Circular guiding implementation of decree 85/2007/ND-CP of the government dated 8 march 2007 on penalties for administrative offenses in securities and securities market sector (download)
43/2010/TT-BTC 25/03/2010 Circular amending and supplementing Regulations on registration, depository, clearing and settlement of securities in Circular No. 87/2007/QĐ-BTC of Oct 22, 2007 (download)
194/2009/TT-BTC 02/10/2009 Circular providing guidelines on tender offers to acquire shares in public companies or fund certificates in public closed-end securities investment funds. (download)
88/2009/QĐ-TTg 18/06/2009 Decision issuing regulations on capital contribution and purchase of shareholding by foreign investors in Vietnam enterprise (download)
55/2009/TTg 15/04/2009 Decision on percentage participation of foreign investors in securities market of Vietnam (download)
121/2008/QĐ-BTC 24/12/2008 Decision issuing regulations on activities of foreign investor in securities market of Vietnam (download)
87/2007/QĐ-BTC 22/10/2007 Decision issuing regulations on regulations on registration, depository, clearing and settlement of securities (download)
27/2007/QD-BTC 24/04/2007 Decision issuing regulations on organization and operation of securities companies (download)
72/2006/TT-BTC 10/08/2006 Circular amending and supplementing the Finance Ministry's Circular No. 100/2004/TT-BTC of Oct 20, 2004 guiding the application of value added tax and enterprise income tax in the securities domain (download)
70/2006/QH11 29/06/2006 Law on securities (download)
100/2004/TT-BTC 20/04/2004 Circular guiding the application of value added tax and enterprise income tax in the securities domain (download)