Fee Schedule

No.

Services

Fee

1

Index Futures Contract trading fee:

Number of traded contracts per day:

1.1. For broker-assisted customers:

  Under 200 contracts:

5,000 VND/contract

  From 200 contracts:

3,000 VND/contract

  From 300 contracts:

2,000 VND/contract

  From 1,000 contracts:

1,000 VND/contract

1.2. For non-broker customers:

  Under 200 contracts:

4,000 VND/contract

  From 200 contracts:

3,000 VND/contract

  From 300 contracts:

2,000 VND/contract

  From 1,000 contracts:

1,000 VND/contract

1.3. For special customers:

Negotiable

Government Bond Futures Contract trading fee:

5,000 VND / contract

Note: the above fees does not includes trading tax and fee paid to HNX, VSDC

2

Late payment fee

13.5%/year (*)

3

Statement of account fee, confirm balance fee

First copy: 55,000 VND

Additional copies: 22,000 VND each copy

No.

Services

Fee

1

Derivatives trading service fees pay HNX:

Index Futures Contract:

2,700 VND/contract/transaction

Government Bond Futures Contract:

4,500 VND/contract/transaction

2

Derivatives clearing fee pay VSDC

2,550 VND/contract/transaction

3

Collateral management fee pay VSDC

0.0024% of the cumulative margin asset balance (cash + securities value at par value) per account per month

(Maximum 1,600,000 VND/account/month and not lower than 100,000 VND/account/month)

4

Deposit/ withdrawal fee to pay Vietinbank

11,000 VND/transaction

(included VAT)

5

Transfer fee

In accordance with the applicable

fee schedule of each Bank

No.

Services

Fee

1

Interest rate on deposit amounts for derivative account at PHS

0.1%/year (*)

2

Interest rate on margin deposit amounts for derivative account at VSDC

0.2%/year (*)