GUIDELINES FOR REGISTRATION TO BUY/SELL THE OPEN-END FUND CERTIFICATE

Trading time and Kinds of order

Trading time

Kinds of order

Trading from Monday to Friday weekly, except holidays as stipulated by Labor Law.

For Buy Orders, based on the value of the buy orders, investors will transfer money according to the information specified for each Fund and according to the money transfer instructions for registering to buy Open-End Fund Certificates of PHS.

Investors can view Fund information for detailed information posted at http://www.phfm.vn/product-service/overview/

A sell order can only be executed when the investor has sufficient fund units to sell as required and the number of remaining fund units after the Investor's transaction is not less than the minimum number (if any) to maintain the account, and sub-account specified in the fund charter and announced in the prospectus.

Steps to register to buy/sell Fund Certificate

Guidelines for buying Open-End Fund Certificates

Step 1: Open a fund certificate trading account

Investors must have an active Open-End Fund Certificate trading account at PHS. For investors without an Open-End Fund Certificate trading account opened at PHS, please open an account according to the instructions here.

Step 2: Fill in the registration form to buy Open-End Fund Certificate

  • Option 1: Investors download the registration form to buy Open-End Fund Certificate according to the form here and fill in all information and then send it to PHS's Account Management Officer.
  • Option 2: Investors go directly to PHS branches/transaction offices or contact the Account Management officer for support

Step 3: Pay for buying Open-End Fund Certificates

Investors pay for buying Open-End Fund Certificates to the Fund's account at the Custodian Bank offered by the Fund Certificate Company according to the instructions here.

Step 4: Transaction results of buying Open-End Fund Certificates

After 03 working days from the date of the transaction and completion of buying payment, investors will receive a notification of the results of buying Fund Certificate from PHS.

Guidelines for selling Open-End Fund Certificates

Step 1: Fill in the registration form to sell Open-End Fund Certificates

  • Option 1: Investors download the registration form to buy Open-End Fund Certificate according to the form here and fill in all information and then send it to PHS's Account Management Officer.
  • Option 2: Investors go directly to PHS branches/transaction offices or contact the Account Management officer for support.

Step 2: Transaction results of selling Open-End Fund Certificates

After 03 working days from the date of sale of Fund Certificates, investors will receive notification of transaction results.

Step 3: Receive money to sell Open-End Fund Certificates

After 05 working days from the date of sell of Fund Certificates, investors will receive a transfer of money from selling Fund Certificates at registered personal bank account.